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Killing or Clemency? Ransom, Chivalry and Changing Attitudes to Defeated Opponents in Britain and Northern France, 7-12th centuries by Matthew J. Strickland On 25 September, 1066, the
forces of King Harold II of England fell upon the unsuspecting Norwegian army of
Harald Hadraada at Stamford Bridge in Yorkshire. In the fierce battle which
ensued, the English lost many of their best warriors, but both Hardraada and his
ally Tosti Godwineson, Harold's own brother, were slain and the Norwegians
virtually annihilated. According to the Anglo-Saxon Chronicle, the
English king gave quarter to the Norwegian reserve force under Olaf, Hardraada's
son, and the earl of Orkney, who had not been present at the main battle, but of
300 ships which had sailed into the
Humber earlier that month, only 24 were needed to carry away the survivors.[1]
We hear of no prisoners, no ransom.
Less than sixty years later, in 1119, another king of England, Henry I,
but now also duke of Normandy, met an invading French army under Louis VI at Brémule
in the Norman Vexin. The battle was a resounding victory for the Anglo-Normans,
yet of the 900 or so knights engaged, only three were killed.[2]
The Anglo-Norman chronicler Orderic Vitalis, writing at the monastery of
St Evroult in southern Normandy and one of our finest sources for the
nature of contemporary warfare, offered his own explanation for this striking
lack of casualties:
They were all clad in mail and spared each other on both sides, out of
fear of God and We must treat Orderic's interpretation with
caution, for it was influenced not only by his monastic vocation, but also his
desire to portray Henry I's wars as fully in accordance with Augustinian
concepts of the just war; Henry's soldiers fight not only a war of defence but
fight with right intent, devoid of hatred. In this context, mention of ransom is
studiously avoided, though we know from many other references by Orderic himself
that the ransoming of knightly captives was in practice widespread.[4]
Moreover, while killing tended to be remarkably constrained in several major
battles fought within the Anglo-Norman regnum in a context of civil war,
the very low casualties at Brémule were more exceptional compared to
other Franco-Norman engagements, where considerably higher casualties might
occur in far smaller skirmishes..[5]
Nevertheless, the contrast with the battle of Stamford Bridge highlights one of
the fundamental distinctions between Anglo-Scandinavian and Franco-Norman
conduct in warfare that is the subject of my discussion here, namely the
treatment of enemy warriors and developing concepts of ransom.
The Norman conquest of Anglo-Saxon England from 1066 and the subsequent
penetration into the Celtic lands of Wales, Scotland and Ireland has been
characterised by Robert Bartlett in his The Making of Europe as part of a
wider aristocratic diaspora from the Frankish heartlands to the peripheries of
Europe, achieved in large part by the superior military technology of castles
and cavalry.[6]
While this model is largely valid for the Celtic lands,[7]
I have argued elsewhere that it is more problematic for late Anglo-Saxon
England, which possessed sophisticated military institutions, including a
well-organized army, a network of fortifications
or burghs and a powerful fleet.[8]
Indeed, though the Anglo-Saxons fought predominantly on foot and not as cavalry,
there were many similarities between the warrior aristocracies of Normandy and
late Anglo-Saxon England. As the Bayeux Tapestry makes clear, their arms and
equipment were virtually identical, while the military households of
Anglo-Scandinavian lords had much in common with their Norman and Frankish
counterparts. Both aristocracies, moreover, shared many of the essential martial
values; while not identical, the ethos of the Song of Roland is close
indeed to that of the great Anglo-Saxon poem The Battle of Maldon , which
commemorates the heroic last-stand of Ealdorman Byrhtnoth of Essex and his men
against the Vikings in 991.[9]
This is unsurprising, for core virtues - courage, loyalty to one's lord and
comrades, generosity, and a jealously guarded sense of honour and reputation -
have had an almost universal validity among warrior elites.[10]
Yet although such virtues operated within the war-band (comitatus,
familia, mesnie), between a lord and his military following or
between comrades in arms, they were not necessarily extended to their opponents.
Indeed, where notions of conduct might fundamentally differ between
warrior aristocracies was in the treatment of the enemy and attitudes towards
prisoners. In the British Isles before 1066, the general fate of those defeated
in battle or taken in war was either death or enslavement. The Norman Conquest,
however, was to mark the importation into England
of a differing military
ethos, which placed an increasing stress on
ransom and the sparing of knightly captives, and which eschewed the enslavement of prisoners of war as a token of barbarism.
Nevertheless, Anglo-Norman advances first into Wales then Ireland and
intermittent warfare with Scotland brought them into direct and sustained
conflict with peoples whose methods of warfare still involved the killing or
enslavement of captives until well into the twelfth century.
As a result, a combination of military factors and cultural
preconceptions which cast the Celtic peoples as uncivilised barbarians, ensured
that Anglo-Norman conduct towards the Welsh and Irish was marked by a
ruthlessness and cruelty rarely exhibited in theatres of war within England or
France. Given the scope of the subject, what follows can only be a broad
overview, but one which, however
impressionistic, attempts to map a
fundamental shift in the nature of behaviour
in war.
Attitudes to captives in early Anglo-Saxon warfare are nowhere better
encapsulated than in an incident related by Bede in his Ecclesiastical
History, completed in 731, concerning a Northumbrian thegn called Imma, who
had been left for dead following a great battle on the river Trent between King
Ecgfrith of Northumbria and Aethelred of Mercia in 679. Taken prisoner by the
Mercians, Imma initially tried to pass himself off as a ceorl or simple
peasant, who had only been bringing food to the army, the implication being
that, as a warrior, his life was at far greater risk. Given away by his noble
demeanour, however, he was told by his captor, a Mercian gesith (nobleman),
that he ought to die in revenge for several of the gesith's kinsmen who
had been slain in the battle. Nevertheless, before he had discovered Imma's
noble identity, the gesith had promised him his life and he now kept his
word; but while his life was spared, the Mercian did not ransom him back to the
Northumbrians, but sold him as a slave to a Frisian merchant.[11]
The fact that Imma was a noble, an Angle - rather than a Celt - and a fellow
Christian made no difference to his treatment.
Here we see the essence of war in the Anglo-Saxon heptarchy - the killing
of noble opponents precisely because of their nobility and value as warriors,
and the enslavement, not ransom, of those prisoners who were taken alive. There
is great emphasis on vengeance for slain kin, powerfully echoed in Anglo-Saxon
epic literature such as Beowulf, which is replete with bitterly pursued
blood feuds. Beowulf himself
comforts King Hrothgar, grieving over the death of his beloved thegn Aeschere,
with the words, ‘Do not be sorrowful, wise man. It is better for anyone that
he avenge his friend than mourn greatly’.[12]
Crucially, the value of a man of rank was assessed less at the price of his
freedom, but at the sum paid in compensation for his slaying,[13]
and the payment of such a ‘man-price’ or wergild could buy off
further feud. In the same battle in which Imma was involved, the death of King
Ecgfrith’s brother, Aelfwine, ‘gave every indication of causing fiercer
strife and more lasting hatred between the two warlike kings and peoples’,
until with the aid of Archbishop Theobald,
peace was established and the Mercians paid Aelfwine’s wergild
to the Northumbrian king.[14]
Other mechanisms existed to regulate and limit the extent of war such as truces,
the exchange or extraction of hostages, or the purchasing of peace by payment of
tribute. Yet as in the Merovingian Gaul of Gregory of Tours[15],
wars of territorial expansion and dynastic consolidation were still marked by
the ruthless extirpation of defeated kings and royal kindred. At the great
battle of Winwaed in 655, fought between Penda of Mercia and Oswiu, king of
Northumbria, nearly all of the thirty duces fighting for Penda were
slain,[16]
while in seventh-century England a confessional dimension may have added to the
bitterness of warfare between pagan and Christian opponents. Thus, for example,
after his defeat at the hands of the pagan king Penda in 641,
the body of Oswald of
Northumbria was dismembered and his head and arms placed on stakes, while
following his invasion of the Isle of Wight in 686, King Cadwalla of Wessex
executed the captured brothers of its heathen king, Arwald, pausing only to
allow them to be first baptized.[17]
The same emphasis on slaying and enslavement is found in warfare between the
Anglo-Saxons and the Celts, and between Celtic enemies. King Ecgfrith of
Northumbria was slain with the greater part of his army at the hands of the
Picts at Nechtansmere in 685,[18]
while the Pictish stone at Aberlemno, which probably commemorates this event,
depicts the fallen king, with a raven pecking at his eyes.[19]
The later tenth-century carved stone at Forres in north east Scotland,
known as the Sueno Stone, provides a still more graphic illustration of the fate
of captured warriors; beneath a battle scene are depicted rows of decapitated
prisoners, their hands tied behind their backs.[20]
The collection of enemy heads was still a commonplace in Anglo-Scottish warfare
at the turn of the year 1000. Thus in c.1003, following the rout of a Scots army
outside Durham, Earl Uhtred of had
the severed heads of the enemy washed and groomed by local women, paid for their
gory task by the gift of a cow each, then placed around the city on stakes,
while the city’s market place was similarly decorated with Scottish heads
following the defeat of King Duncan’s force in 1039.[21]
In Celtic warfare, raiding too was habitually marked by the massacre of
able-bodied men and the enslavement of women and children. When, for example,
the viking town of Limerick was sacked by Mathgamain, king of Munster, in 967,
the captives were rounded up and ‘every one of them that was fit for war was
killed, and every one that was fit for a slave was enslaved’.[22]
The profits of war came not from ransom, but from slaves, livestock and booty.
In Wales, Ireland and Scotland, such a pattern of warfare was to continue
until well into the twelfth century. It
was the vikings who made both slave-raiding and the levying of tribute the
hallmark of their operations in Britain and Frankia from the early ninth
century, with powerful armies extorting huge sums from kingdoms or localities to
buy off devastation. While some campaigns, such as those of the ‘the great
army’ from 865, or the invasions of Svein
Forkbeard, were waged for conquest, for most aggression was primarily the means
for amassing of wealth. As the Norse messenger tells Byrhtnoth in The Battle
of Maldon; “…it is for you to send treasure quickly in return for peace,
and it will be better for you all that you buy off an attack with tribute,
rather than that men so fierce in battle as we should give you battle. There is
no need that we destroy each other, if you are rich enough for this ”.[23]
From the 990s, the England of Aethelred the Unready was bled white by
vast and almost annual payments to viking fleets; rune stones throughout
Scandinavia boasted of the geld the drengrs had received from Svein or Cnut, and
reality of such vaunts has been revealed by the finds of great hoards of English
pennies.[24]
The nature and impact of what we may perhaps term this form of 'corporate
ransom' in England and Frankia is
well known, but the vikings’ search for profit also led to a ransoming of
individuals on a scale greater than can be seen in earlier warfare. Leading ecclesiastical and secular figures were targeted for
the great sums that might be paid for their release. In 914, the Welsh bishop
Cyfeliog of Archenfeld was redeemed from the vikings by Edward the Elder, king
of Wessex, while in 939, the Norse leader Olafr Gothfrithsson seized Wulfrun,
mother of the great Mercian nobleman Wufric Spott, for ransom.[25]
In the same period, the vikings of Limerick and Dublin captured and ransomed
several Irish kings.[26]
It was the refusal of Archbishop Aelfheah of Canterbury to allow himself
to be ransomed that led to his death in 1012 at the hands of the men of Thorkell
the Tall.[27]
The more extensive Frankish sources reveal a similar picture. In 858, Abbot
Louis of St Denis and his brother, Gauzlin, were ransomed for a sum so enormous
that it required not only a general levy of the churches of Neustria but also
additional donations from Charles the Bald and his nobility.
[28]
On the secular side, the Chronicle of Fontanelle records that in 841, the
Vikings ransomed sixty-eight prisoners for twenty-six pounds of silver, while
according to Regino of Prum, in 881 Evesa, wife of Count Megenhard, ransomed her
son Abehard the Saxon for a large sum.[29]
The practice was widespread enough for Charles the Bald's Edict of Pitres of 864
to forbid anyone to ransom themselves by giving the Vikings arms, armour, or
horses.[30] Clearly the vikings were
trading captives for high quality Frankish swords, hauberks and mounts, and the
Emperor was keen to prohibit such superior weaponry from leaving the kingdom or
being turned against the Franks. Even slaves could be ransomed; in the treaty of
866 made between Charles and the Northmen, they stipulated that any slaves
captured by them who had escaped were either to be returned or ransomed for a
price set by the Northmen themselves.[31] It
is possible that interaction with vikings, as with Muslim raiders in the
Mediterranean,[32]
may have stimulated and disseminated the practice of ransom within Frankia, or,
as in the case of the treaty of
866, broadened the social basis of its operation to include the unfree;
but it did not create such conventions.[33]
By the ninth century, the
enslavement of captives, widely practiced in the Merovingian period, had become
largely restricted to pagan opponents beyond the Frankish lands, while in 866
Pope Nicholas I could explicitly tell the newly converted Bulgars that the
slaughter of captives and of women
and children was a grave offence.[34] Certainly battles fought
in the civil wars between the grandsons of Charlemagne and their successors
could be bloody. The Annals of Fulda noted ruefully of the battle of
Fontenoy that ‘there was such great slaughter on both sides that no one can
recall a greater loss among the Frankish people in the present age’, while the
Frankish bishops were moved to issue a penitential edict for those involved and
a three-day fast.[35]
The grave unease felt about such internecine killing among the Franks
themselves,[36] and the desire of the
victors to portray the battle as the just judgement of God goes far to explain
why mention of ransom is studious avoided in the sources for Fontenoy and other
battles fought within the context of civil war, just as Orderic’s stress on
the right intent of combatants at Brémule in 1119 led him to suppress any
reference to the capture of prisoners for financial gain. The same motives led
chroniclers to emphasize the restraint and clemency shown by the victors. Hence
Nithard, who was present at the battle of Fontenoy in 841, was at pains to
stress that the victorious army of Charles the Bald and Louis the German did not
press home their pursuit of Lothair’s forces, while at the hard-fought battle
of Andernach in 876, the victorious Louis the Younger ‘took alive many of
Charles’ leading men, whom in his humanity he ordered to be spared
unharmed’.[37]
It would seem likely that these men had to pay for their ultimate release, as
did those captured in more localised conflicts as, for example, in 850, when
Lambert, count of Nantes and Nominoe of Brittany ravaged Maine and took noble
Franks prisoner.[38]
In their dealing with the Northmen, moreover, the Franks seem to have had
an expectation of ransom. Thus Abbo of St Germain records how when during the
siege of Paris in 886-7, a group of twelve Franks were surrounded and called
upon to lay down their arms, they did so, expecting subsequently to be able to
buy their freedom. Instead, however, they were treacherously slain.[39]
Similarly, in 890 the Frankish garrison of
St Lo surrendered to the Norsemen who promised that they would spare
their lives and take only the booty, but on leaving the fortification they were
all killed, with the bishop of Coutances among them.[40] That
the Franks could be rudely disabused in their expectation to be spared for a
price serves, by contrast, to illustrate the serious limitations on the vikings’ own operation of ransom. First, the majority
of those captured by Vikings were not ransomed back to their own people, but
sold abroad as slaves, one of the most staple commodities of Viking trade
from Dublin to the lands of the Rus.[41]
So adept did the Vikings become at this that attacks on certain monasteries and
religious centres were co-ordinated with major feast days in order to capture
the maximum number of pilgrims, and the churches themselves spared in order to
regularly milk their congregations for slaves.[42]
Second, the enslaving of captives was far from habitual. The inhabitants
of numerous Frankish towns were put to the sword, or, as at Noyon in 859, were
carried off only to be subsequently slain.[43]
Similarly, the Translation of Saint-Germain recorded how the Vikings
retired with their captives after a raid, but then hanged 111 of them, while
according to Annals of St Vaast, captives taken in the Tournai region in 880
were executed.[44] During the great siege of
Paris in 886-7, the vikings deliberately put to death Frankish captives before
the eyes of the defenders, while c. 935 a Norse force operating in the region of
Thérouanne, confronted by the approaching army of King Ralph, strangled all its
prisoners and withdrew.[45]
Even the most noble might be killed in cold blood; King Edmund of East Anglia,
martyred by the Danes in 869, was but the most famous of many such royal and
noble victims.[46] Churchmen were equally
vulnerable. Between 858-9, the bishops of Bayeux, Beauvais and Noyon perished at
the hands of vikings operating on
the Seine, while in 870 the abbot and monks of Peterbrough were slain,[47]
with these being far from isolated examples. Thirdly,
within battle itself, viking forces showed little propensity to spare the lives
of warrior opponents, whether out of respect for their prowess in arms or for
their financial worth. The Anglo-Saxon Chronicle records a striking
number of high-ranking men slain in
battle between Anglo-Saxon and viking forces. At Maldon in 991, not only did Byrhtnoth
and his household retainers perish at the hands of a viking force under Olaf
Trygvasson, but the ealdorman’s severed head was carried away as a trophy.[48]
In 1001, the Viking army fought with the men of Hampshire near Dean, 'and there
Aethelweard, the king's high reeve, was killed, and Leofric of Whitchurch and
Leofwine, the king's high reeve, and Wulfhere, the bishop's thane, and Godwine
of Worthy, Bishop Aelfsighe's son, and eighty-one men killed in all'.[49]
At Thetford in 1004 'the flower of the East Anglian people was killed' while at
Ringmere in 1010 'the king's son-in-law, Aethelstan, was killed there, and Oswig,
and his son, and Wulfric, Leofwine's son, and Eadwig, Aelfric's brother, and
many other good thanes and a countless number of people'.[50]
At the great battle of Ashingdon in 1016 between
Edmund Ironside and Cnut, several ealdormen were killed and
‘all the nobility of England were there destroyed’.[51] The
vikings, however, did not have a monopoly on such slaying, and in defeat
themselves faced death. One Viking king and five jarls fell against the West
Saxons at Ashdown in 871, and the lives of seven more jarls were claimed in
further engagements that year.[52]
In 878, Ubba, the brother of Ivar the Boneless, was killed in Devon, along with
840 of his men. while in 893, the Anglo-Saxon forces besieging Chester slew all
those vikings emerging from the beleagured town.[53]
A similar slaughter of enemy nobles occurred in engagements such as the battle
of Tettenhall, fought during the ‘Reconquest’ of the Danelaw by the kings of
Wessex,[54]
while following Aethelstan's great victory at Brunanburgh in 937 over a
coalition of a coalition of Celtic
kings and the Hiberno-Norse, 'five young kings lay on that field of battle,
slain by the swords, and also seven of Olaf's earls, and a countless host of
seamen and Scots', while the son of King Constantine of Scotland also lost his
life there.[55] The emphasis here is
again on extirpating the enemy's elite, not on attempting to capture them for
ransom.[56]
How
does one account for such intensity of warfare, and a general absence of
clemency? For the Anglo-Saxons and Franks,
two important factors exacerbated the bitterness of hostilities against
viking opponents. The first was a powerful religious dimension to warfare
against an enemy who, until the eleventh century, was usually pagan. There is a
strong flavour of holy war in Alfred the Great's struggle from the 860s against
'the great heathen army' and its successors,
while a similar stress has been noted in the Old High German Ludwigslied,
celebrating the victory of Louis III over the Vikings at Saucourt.[57]
The Anglo-Saxon nobleman Aethelweard, producing a Latin version of the Anglo-Saxon
Chronicle, noted that at the great victory of Edward the Elder at Tettenhall
in 910, the viking leader Ivar ‘lost his sovereignty and hastened to the court
of hell’, while at Maldon in 991 Ealdorman Brythnoth proclaims, 'Heathen shall
fall in battle!'[58]
Penitentials recognized the legitimacy of killing in such a context. Whereas
homicide in a public war, even at the command of a legitimate ruler, might
require penance for forty days and abstention from church, 'if an invasion of
pagans overruns the country, lays churches waste, ravages the land, and arouses
Christian people to war, whoever slays someone shall be without grave fault, but
let him nearly keep away from entering the church for seven, or fourteen, or
forty days, and when purified in this way, let him come to church'.[59]
Not only that, but killing the heathen might win religious merit,[60]
and it seems little coincidence that from the late ninth century comes the first
surviving benedictional for the blessing of weapons, the Ordinatio super
militantes.[61]
Secondly,
wars against the vikings were not merely waged against pagans, but were
defensive wars to safeguard the patria
or homeland from an invader, and as such were unequivocally just wars, a
rihtlic gefeoht. Aelfric, the
great Anglo-Saxon homilist and scholar of the early eleventh century, commented
on Isidore's definition of a just war; 'justum bellum is just war against
the cruel seamen or against other nations who wish to destroy our homeland'.[62]
The doctrines of Augustine and other Church fathers here blended easily with an
equally powerful secular tradition, perfectly expressed by the poem preserved in
the Anglo-Saxon Chronicle on Aethelstan's great victory at Brunaburgh in
937 : 'Edward's sons clove the shield wall, hewed the linden-wood shields with
hammered swords, for it was natural for men of their lineage to defend their
land, their treasure and their homes, in frequent battle against every foe'.[63] How
far the vikings were motivated by religious sentiments in war is far less clear.
Acceptance that the gruesome rite of the ‘blood-eagle’ is the stuff of legend and not history still leaves open the wider question
of the existence of militant
paganism.[64]
There is evidence that the sacrifice of prisoners of war, visible among some of
the early Germanic peoples, continued
among the pagan Saxons till as late as the seventh century,[65]
and it is possible that some of the killing of captives and execution of leaders
by the vikings may have occurred in this context. What is more certain, however,
is that the deliberate execution of captives was itself an act of psychological
warfare, designed to instil terror and to break further opposition. Moreover,
the killing in or after battle of as many members of an opponent’s
warrior elite as possible struck directly at the military potential of
a kingdom or of an invading force, just as the killing of political,
military and even spiritual leaders could further weaken an enemy's ability to
co-ordinate resistance or aggression. As the Anglo-Saxon Chronicle noted,
describing Ealdorman Aelfric’s treachery in 1003, ‘As the saying goes,
“When the leader gives way, the whole army will be much hindered”’.[66]
It was this rationale that must in large part have lain behind the vikings’
prediliction for executing kings and great nobles, just as it doubtless informed
the decision of Otto I to hang captured Magyar princes at Regensburg after his
victory on the Lech in 955, thereby striking
a major blow at the command structure of the invaders.[67] As in earlier insular warfare, concepts of feud and vengeance may also have been powerful factors exacerbating the extent of killing. Reprisals were rarely on the scale of Charlemagne’s execution of 4,500 Saxons at Verden in 788, in vengeance for the deaths of two missi, Adalgis and Gailo, four counts and over twenty nobles, slain in battle by the forces of Widukind.[68] Nevertheless, when Alfred the Great had two shipwrecked vikings hanged at Winchester in 898, following a naval engagement on the south coast, it was probably in vengeance for men of his own household and others slain in this battle.[69] The desire to avenge a fallen leader or comrades appears as a powerful motif both in The Battle of Maldon and its literary analogues such as the Old Norse Bjarkamal,[70] and, although the Jomsvikinga Saga is in itself unreliable, the duty enjoined on members of this legendary military brotherhood to avenge fallen comrades may well have reflected similar sentiments among the close-knit military households of housecarls serving Anglo-Scandinavian kings and great lords.[71] In the early 2nd century, Tacitus had famously noted the custom among the early Germanic tribes that if their lord fell in battle, his warriors were obliged to fight on to the death, for flight brought a lasting ignominy, although scholars have been divided as to the continuing impact of such an ideology in Anglo-Saxon England, particularly in relation to its influence on the poem The Battle of Maldon.[72] It is, of course, seldom if ever possible to gauge the reasons and personal influences that lay behind individual acts of courage, yet is certain that some men did in reality choose to fight to the death rather than flee and were honoured for so doing.[73] Moreover, whilst the shame and disgrace of flight were clearly powerful factors, discussions of the Anglo-Saxon heroic ethos have rarely considered the enemy’s treatment of the defeated. Here we may suggest that the desire to fight on was intimately linked to the customary fate of prisoners and the absence of honourable surrender, for, as Philippe Contamine has noted, ‘the history of courage is bound up with that of risks’.[74] While by the eleventh or twelfth century, a knight could surrender to a fellow knight with a reasonable expectation that his life would be spared for ransom, the choice in earlier centuries for vanquished warriors was a stark one between flight or almost certain death. The absence of ransom, and its subsequent development and dissemination, must thus play an integral role in the history of courage. By
the eleventh century, warfare in
Normandy and France presents a markedly different picture to the ruthless
conduct we have examined above. In
pitched battles within or between the territorial principalities, casualties
among nobles and knights could still be high. Thus, for example, in Normandy, the engagements of Val-es-Dunes, 1047, Mortemer, 1054, and
Varaville, 1057 were all hard-fought, while smaller scale skirmishing and
castle-based warfare among warring nobles in the duchy claimed a steady toll in
lives. But while warriors might be killed in open combat,
there was now a marked emphasis on the ransoming of
knightly opponents, and the deliberate execution or mutilation of
prisoners was rare. When in the early years of the eleventh century,
Geoffrey of Thouars cut the hands off the knights (caballarios) of Hugh
de Lusignan defending the castle of Mouzeil,
the act was clearly regarded as an outrage; significantly, Hugh’s
retaliation had only been to refuse to ransom those of
Geoffrey’s men he himself held captive.[75]
The mutilation of knights rarely occurred outside the punishment of rebellion,
[76]
and even here the political community resisted the corporal or capital
punishment of its members by king or duke, holding this to be unchivalric.[77]
As Orderic has the count of
Flanders inform Henry I in 1124, when
the king had ordered the blinding of Geoffrey de Tourville, Odard of Le Pin and
Luke of La Barre for supporting the rebellion of
his nephew William Clito; ‘My lord king, you are doing something
contrary to our custom in punishing by mutilation knights captured in war in the
service of their lord’.[78]
Lords guilty of habitual cruelty such as the notorious Robert of Belleme, who
tortured, mutilated or starved his
prisoners instead of ransoming them, were the exception and were criticised by
contemporaries for their excesses.[79] By
contrast, texts such as William of Poitiers' Gesta Guillelmi (written c.
1077) show an emphasis on taking opponents for ransom, on the release of
prisoners and on mercy as a noble virtue. Hence although the battle of Mortemer
in 1054 had been bitterly fought, Duke William released French knights taken
prisoner there, while Poitiers even praises Guy of Ponthieu, who had seized Earl
Harold Godwineson en route to see Duke William in 1064, because he had treated
him with honour and chose not to exercise his right to torture, mistreat or
ransom his prisoner. [80]
The good treatment of prisoners, moreover, was already considered an integral
princely virtue by the early eleventh century. William the Great of Aquitaine
was praised by his encomiast Ademar of Chabannes for refusing to execute or
mutilate his political opponents, [81]
and likewise Norman chroniclers were keen to stress the clemency of their early
dukes. Thus according to Dudo of St Quentin, following a bloody rout of Theobald
of Chartres men outside Rouen, c. 962, Duke Richard I (942-996) supposedly
‘felt much pity at the death of so many. He ordered them to be buried. Those
who were still alive he had carried gently to Rouen on litters, and healed.
Besides that, he had the thickets and bogs searched, and found many dead and
wounded, and he attended to them with the same dutifulness’.[82]
William of Jumieges following this account closely, added that once the wounded
men had recovered, Richard sent them back to Theobald, with the implication that
no ransom was demanded.[83] The
reality of conduct in later tenth-century Normandy, however, was probably more
complex than this idealised image suggests. For although the Scandinavians who
took control of Normandy from c. 911 came to assimilate Frankish codes of
conduct as well as their methods of warfare, the process was complicated by
Normandy's sustained contact with Norse fleets until the early eleventh century.[84]
In 1013, during his attacks on Aethelred's England, Svein Forkbeard of Denmark
concluded a treaty with Duke Richard II whereby in return for assistance and
medical aid, the Danes would sell their booty in Normandy;
[85]
such booty may well have included slaves, auctioned in the markets of Rouen.[86]
Not for nothing did Richer regard the previous duke of Normandy as merely a
‘pyratorum dux’.[87] Norse forces, some of
which were still pagan, were also operating as mercenaries within France itself,
and their conduct in war appears just as ruthless as that of their forbears.
Ademar of Chabannes, for example, describes how c. 1010-13 the knights of
William the Great of Aquitaine were defeated by a mixed force of pagans and
Christian Norse led by Olaf Haraldson (later St Olaf), when they charged into
concealed ditches and many were captured. William was forced to withdraw from
the battle 'for fear of those men who had fallen first and were now held captive
(thirty were among the noblest), lest they might be slaughtered by the
Norsemen'.[88]
The duke later succeeded in ransoming these men for a great sum of money. Little
wonder that Ademar couched Duke William's struggle against Olaf's army in terms
of a holy war.[89]
Put within the context of Bartlett's 'centre-periphery'
model, here we see the forms of behaviour in war associated with peoples of the
periphery, namely slaving and the slaying of prisoners, still operating within
the ‘core’ of the Frankish heartlands at the opening of the eleventh
century. Ironically, though the Normans were to introduce chivalry into Britain,
the duchy of Normandy itself may have been among the last parts of Frankia to
fully assimilate such chivalric conduct.
Nevertheless, the activities
of the Norse only serves to highlight the contrast with the increasing stress on
ransom and clemency visible in warfare within and between the territorial
principalities of France by the year 1000. Two crucial factors go far towards
explaining this shift of emphasis,
namely the changing nature of warfare and the changing nature of the enemy. Let
us first look at the nature of warfare. For much of the tenth and eleventh
centuries, warfare in northern France was confined to comparatively restricted
conflicts between the rival dynasties of Normandy, Anjou, Blois-Chartres,
Flanders and the rulers of the Ile de France, or to the small-scale local
skirmishing between rival noble kindreds within these principalities themselves.
For the Franks in what had formerly been Neustria, the great annual hostings of
Carolingian armies beyond the regnum
had ceased, and with them the opportunities of booty and tribute on a
grand scale,[90] while the enslaving of
Christian prisoners of war had all but ceased. It has been disputed how
far the 'feudal transformation'
of c.1000 witnessed the replacement of existing forms of violence within
a framework of public order by a newer, coercive ‘private violence’ of lords and castellans.[91]
Like violence towards local peasantry, purveyance and the depredations of
royal and seigneurial households, the ransoming of warriors within in
Frankia, as we have suggested, was
not in itself new. Nevertheless, the fragmentation of centralized authority and
the rise of banal lordship created a political environment in which rival
castellans needed to finance both castle-building and growing numbers of milites
required to garrison them. This could be done by the levying of arbitrary taxes
and labour services upon on the local populace and churches, such as the tenserie
or angaria so bewailed in many ecclesiastical sources; or by the kind of
brigandage, spoliation and extortion of ransom from the peasantry witnessed so
graphically by the peace oaths, such at that of Beauvais (1023),[92]
enjoined upon castellans and their knights by the peace councils of the late
tenth and early eleventh centuries. But if the operation of such predatory
lordship witnessed an intensification of violence towards the laboratores
and oratores, the small-scale castle-based warfare between castellans may
well have stimulated the operation and dissemination of ransom among the
bellatores themselves. For captured milites were a better financial
prospect than captured peasants. Among
a list, drawn up c.1000 of the many grievances he had suffered at the hands of
his lord, Duke William of Aquitaine, Hugh of Lusignan noted that he could have
made 4000 solidi from the knights he had captured from Geoffrey of
Thouars, but that Duke William had taken them from him - an early reference to a
lord's prerogative right to a vassal's captives.[93]
The ransoming of captured knights helped war pay for itself.
The process is well illustrated by Orderic Vitalis' account of William
the Conqueror's prolonged siege of Sainte Suzanne, held against him by Hubert,
vicomte of Maine, from 1083-5, where despite establishing a siege castle in the
valley of the Beugy, the Normans could make no headway.
The constant skirmishing, however, attracted experienced knights from
Aquitaine, Burgundy and other parts of France to Hubert's service in search of
booty and ransoms, thereby further strengthening his position and prolonging
hostilities.[94]
As Orderic noted wealthy Norman and English lords were frequently captured
‘and Hubert the vicomte, Robert the Burgundian, whose niece he had married,
and their other supporters made an honourable fortune out of the ransoms of
these men'.[95]
Ransom could thus serve to mitigate the extent of killing, yet
paradoxically it could equally act
as a powerful dynamic in the escalation of warfare.
The Normans' failure at
Sainte Suzanne highlights another important consideration. While siege warfare
had long been an integral aspect of early medieval warfare, the proliferation of
castles around the year 1000, coupled with the growing superiority of the art of
defence over that of attack, made wars of rapid conquest increasingly difficult,
as seen, for example by hostilities in the Touraine under Fulk Nerra, or the
campaigns of William the Conquer and William Rufus in the Vexin or in Maine. In
terms of conduct, this had important effects. The impregnability of major
fortresses added further incentive to sparing noble opponents, whose ransom
might include the surrender of key castles or cities. In 1044, for example,
Geoffrey Martel, count of Anjou, captured Theobald III of Blois-Chartres and
many of his nobles at the battle of Nouy, and exacted in return for their
release not only the great castles of Chinon and Langeais, but the strategically
vital city of Tours.[96]
When Geoffrey of Mayenne was captured by William Talvas, probably in the 1040s,
he was only released on the condition that Geoffrey’s vassal William son of
Giroie destroy his own castle of Montaigu ‘which was a threat to his power’.[97]
With the multiplying of ‘private’, seigneurial castles in the decades
around 1000, such bargains became far easier and more widespread than had been
possible with earlier ‘public’ fortifications.
Conversely, however, the desire to speed the capitulation of castles or
ransom might lead to the maltreatment of captives. Hence, for example, it was
probably no coincidence that Count William VI of Aquitaine, captured by Geoffrey
at the battle of Mont Couer in 1033, died shortly after his release, having
surrendered several key fortresses,[98] while the troubled reign
of King Stephen (1135-1154) furnishes several instances of lords being
maltreated or threatened with hanging in order to gain possession of key
castles.[99]
Nevertheless, the protracted nature of many sieges gave opportunities for
parley and negotiation, and the spread of castles helped to disseminate and
develop the 'customs of war' regulating respite, truce and surrender which
formed an important aspect of chivalric conduct. Thus besiegers might grant a
beleaguered garrison permission to seek aid from their lord, with the condition
that if such aid was not forthcoming, they could surrender with their lives and
their honour safe.[100] A remarkable picture of
the kind of conduct that might occur in such circumstances is furnished by
Orderic’s account of the siege of Le Mans, whose near-impregnable citadel was held
by a picked Norman garrison against Count Helias of Maine in 1100. William
Rufus’ campaigns of conquest in Maine in the 1090s had seen bitter fighting
and much devastation of the countryside, while the garrison itself had earlier
set fire to the city of Le Mans. Nevertheless, daily
the two sides held parleys and threatened each other, but jokes were often mixed
with On
the death of Rufus, the garrison sent messengers to his brothers Robert Curthose,
duke of Normandy and Henry, king of England, but since both were unable to send
aid, they gave the garrison permission to surrender. They obtained not only
honourable, but even lucrative terms, and when the garrison finally yielded the
citadel to Helias, the count escorted them out of the city with their horses,
arms and possessions 'not as vanquished foes but as faithful friends'.[102]
This brings us to our second major consideration, the change in the
nature of the enemy. For warfare within France itself in the later tenth and
eleventh centuries now generally lacked the religious dimension which lent so
much bitterness to wars against the heathen, be they vikings, Magyars or
Saracens. The raids of Olaf
Haraldson against Brittany and Aquitaine in the early decades of the eleventh
century were among the last launched by pagan Scandinavians, and Olaf himself
was baptised in Rouen between 1013 and 1014.[103]
The decision of Count Helias of Maine in 1096 to regard his war of defence
against William Rufus as a crusade, and to bear the sign of the cross on his
armour and equipment, was very much an exception, and it was only with the
thirteenth century that political crusades within Europe became widespread.[104]
Opponents in warfare in northern France of the eleventh and twelfth century were
thus not foreign, pagan invaders, but warriors sharing the same faith, culture,
language and perceptions of conduct. The question of the origins of knighthood
is controversial. Some, such as Karl Leyser and Janet Nelson, have argued for
the existence of a shared brotherhood in arms between conmilitiones as
early as the ninth century,[105]
while others such as Jean Flori would see the process largely the as creation of
the twelfth century.[106]
Certainly, however, the evidence of writers such as William of Poitiers and
Orderic Vitalis suggests that by the mid-eleventh century at the latest, the
heavily armed and well-mounted warriors operating within the territorial
principalities were conscious of common membership of a military elite, which
encompassed the lowliest milites gregarii to the greatest of lords in a
shared profession of arms. Poitiers'
Gesta Guillelmi seeks to portray Duke William himself as the flower of
the militia of France, and a revealing episode relates how when aiding
the king of France at the siege of Mouliherne against Geoffrey Martel of Anjou,
c. 1049, the duke with only four companions attacked a larger group of enemy
knights. He unhorsed one but took care not to run him through, then succeeded in
taking seven others captive. Here Poitiers, who himself had been a knight, is
keen to celebrate not the killing of the enemy but the duke's youthful feat of
arms against opposing milites 'glorying
in their horses and arms'.[107]
The emphasis on a brotherhood of arms becomes still more explicit in the pages
of Orderic, whose striking account of the good-humoured relations between
besieged and besiegers at Le Mans in 1100 we have already noted. Similarly,
Orderic recounts how when in 1098, during his attempted conquest of Maine,
William Rufus entered the castle of Ballon, held by the hated and feared Robert
of Belleme, the Angevin and Manceaux prisoners there called out to the king for
him to free them. The king immediately ordered them to be released on parole,
and when his councillors objected that they might escape, he replied, 'Far be it
from me to believe that a knight would break his sworn word. If he did so, he
would be despised forever as an outlaw'.[108]
Here the emphasis is on Rufus’ clemency and franchise not so much as a king, but as a fellow knight.
But what of conduct in the localised but bitter conflicts which occurred
in Normandy during periods of ducal weakness in the 1030s and 1090s between
rival families such as Tosny, Grandmesnil, Clere and Beaumont? Was the general
trend towards clemency and ransom, and developing notions of chivalry retarded
by the nature of war between opposing aristocrats exploiting, or reacting to, a
vacuum in centralised power? There is debate as to whether such hostilities were
actual bloodfeuds, or merely the kind of expansionist warfare practised by the
territorial princes but in miniature.[109]
Certainly, murders, mutilations and revenge killings formed a prominent feature
of such aristocratic conflicts. Yet
significantly, these rarely occurred within the context of open warfare, but
instead were assassinations, poisonings, night attacks or ambushes on men all
unprepared for combat; thus in the turbulent minority of Duke William, William
Giroie was mutilated at a wedding feast by William de Belleme; Count Gilbert of
Brionne was assassinated during a parley whilst among his retinue; William of
Montgommery cut the throat of Osbern, steward to the young duke William, in the
ducal bechamber, and in turn was slain by Osbern's steward, Barnon de Glos,
again by stealth at night; and so on.[110]
By contrast, though localised conflicts could be bloody, open warfare could be
announced by formal challenges many days in advance,[111]
and often was less about killing than the seizure of arms, horses and prisoners
for ransom. This is made clear by a
clause in the Norman Consuetudines et Justicie, drawn up in 1091 but
purporting to record key ducal rights in the time of the Conqueror: 'No one was
allowed to capture a man in war, to ransom him, nor take money from a war or a
fight, nor take away arms nor a horse'.[112]
Here the duke was aiming to prohibit the fundamental mechanisms of localized
warfare. Though opponents could be killed in these encounters,[113]
there was an underlying expectation that vanquished knights who were
captured or who surrendered would be ransomed and not slain out of hand. Thus
when in the war of the Breteuil succession, Reginald de Grancy personally slew
all the members of a defeated garrison on surrender, Orderic could remark,
‘This was the chief act that made him an object of universal hatred’.[114]
Moreover, even in the context of such 'private war' killing could be a source of
regret. Orderic, for example, records how Gilbert de Laigle was surprised
without his armour at Moulins la Marche and pursued by a group of enemy knights
'wishing to take him alive', but was accidentally killed by a lance thrown by
one of his pursuers during the chase 'to the great grief even of those who had
done the deed'. Geoffrey, count of Mortagne, 'considering that his men had
committed a serious crime and had sown the seeds of terrible troubles for his
land by murdering such a warlike baron, made peace with his nephew, Gilbert de
Laigle, and gave him his daughter Juliana in marriage'. [115]
Indeed, it was such ties of kinship and marriage which existed between
many of the Anglo-Norman aristocracy that accounted for much of the restraint
from killing seen in battles waged within the context of civil war. At
Tinchebrai, fought in 1106 between Henry I and his brother Robert, there were
very few noble casualties,[116] while at Bourgthéroulde
in 1124, the archers of Henry I's familia regis were ordered only to
shoot the horses of their rebel opponents, who were all swiftly unhorsed and
captured without any fatalities.[117]
A similar ploy of shooting the horses, but not the riders of the enemy cavalry
may well have occurred at Brémule,[118]
where Henry I’s army faced a mixed force of Norman rebels and Louis VI’s
French, and where, as we have seen, casualties were negligible. The second
battle of Lincoln in 1217 certainly witnessed a deliberate limitation on the
lethal potential of the crossbow, for here the royalist commander Fawkes de Bréauté
ordered his crossbowmen only slay the warhorses of their French and baronial
opponents, while the royalist forces hung back from pursuit to give friends and
relatives a chance to escape. Once
again, the battle was virtually bloodless, and the death of
one of the leading French nobles, the count of Perche, was a cause of
consternation and regret on both sides.[119]
The stress on magnanimity towards a defeated knightly opponent, moreover, was
beginning to be reflected in courtly vernacular literature, and is nowhere
better expressed that in Chretien de Troyes’ Conte du Graal. When
Perceval’s tutor in arms, Gornemant of Gohort, girds him with the
sword-belt of knighthood, he then instructs him; ‘Young man, remember that if
you are ever compelled to go into combat with any knight, I want to beg one
thing of you; if you gain the upper hand and he is no longer able to defend
himself or hold out against you, you must grant him mercy rather than killing
him outright’.[120]
It would, of course, be misleading to suggest that all warfare fought
either within the Anglo-Norman regnum, or in external conflicts against
its neighbours was so restrained as battles such as Tinchebrai, Brémule and
Lincoln; some conflicts were waged in a spirit of bitter hostility, not that of
a brotherhood in arms, and knights might still be bent on slaying individual
opponents.[121]
Nevertheless, the battle of Bouvines in 1214, which claimed the lives of
over 160 knights, must be regarded as exceptional in its ferocity.
Indeed, it had been precisely to avoid this sort of bloodshed that
Angevin and Capetian armies had on several occasions drawn back from the verge
of pitched battle, as occurred, for example, at Chateauroux in 1187 and at
Issoudun in 1195. Even at Bouvines, we are still at a considerable remove from
the Anglo-French warfare of the fourteenth and early fifteenth centuries. Not
only did the mass use of archers in English armies contribute to enormous
casualties amongst the French nobility at battles such as Crecy, 1346, Poitiers,
1356, and Agincourt, 1415, but these were conflicts in which a conscious
decision could be taken not to take prisoners for ransom (as did the English
before Crecy) or to execute prisoners at a moment of crisis (as did Henry V at
Agincourt). Equally, the battles of the Anglo-Norman civil wars contrast
strikingly with those of the ‘Wars of the Roses’ in fifteenth-century
England, where rivals for the throne attempted to spare the lives of the common
man, but ruthlessly executed noble opponents following capture. Already
substantially developed in France by 1066, a chivalric ethos marked by a sense
of professional solidarity between members of the warrior elite, an emphasis on
clemency and on the taking of noble
opponents prisoner for ransom, was imported into England with the Norman
invasion and became established with the ascendancy of a new Franco-Norman
aristocracy. The impact of the
Norman Conquest on behaviour in war within the British isles is a subject which
cannot be explored in detail here, thought we may note that the clash and
partial fusion of Anglo-Norman and
Celtic military cultures created a complex pattern of
conduct. With most warriors
lacking the expensive defensive armour enjoyed by their Anglo-Norman opponents,
the Welsh, Irish and native Scots waged war preponderantly by fasting moving
guerrilla tactics from mountains and woods, generally avoiding open battle and
protracted siege, with raids marked by the massacre or enslavement of
the local populace and the slaying of captives. Writing in the late
1180s, the great litterateur Gerald of Wales, who was of mixed
Anglo-Norman and Welsh blood, summed up the disparity
between such conduct and that of the Normans. Speaking here as a
Welshman, he noted; In
their own countries, the Flemings, Normans, French routiers and Brabancon
mercenaries As a result, the Normans quickly came to view
their new neighbours as poorly armed savages, barbarians with an alien language
and customs, against whom there could be no honourable combat between equals, no
sense of a brotherhood in arms. Moreover, a comparative absence of castles and
of a developed monetary economy hindered the effective operation of ransom.[123]
Thus while significant chivalric constraints operated in warfare among the
Anglo-Normans themselves, they might often behave towards their Celtic opponents
with utter ruthlessness, which might include the mutilation, execution or even
enslaving of prisoners.[124]
Gradually, Welsh princes and their retinues became influenced by the chivalric
culture of the Anglo-Normans, and
as castle-based warfare increased, so too the conventions of siege, such as
allowing an enemy freedom to leave with horses and arms, become visible in
warfare between Welsh leaders themselves by the end of the twelfth century.
Nevertheless, such assimilation was slow; perceived linguistic and cultural
differences, combined with the Anglo-Normans’ tactical inability either to
prevent Welsh raiding or successfully to bring the enemy to battle ensured that
Anglo-Welsh warfare was fought with a particular bitterness and savagery . As
late as the mid thirteenth century, both sides were still indulging in the
mutilation of living or dead captives and the taking of enemy heads, until the
final conquest of north Wales by Edward I in the closing decades of the
thirteenth century.[125]
Nevertheless, Anglo-Norman commanders, quickly
recognizing the great value of Welsh
archers and spearmen as light infantry, did not scruple to employ these troops
in Ireland, Scotland or on their continental campaigns, where contemporaries
commented on their wild appearance and reputation for not taking prisoners. In
Scotland, the settlement of Franco-Norman knights and the adoption of chivalric mores
by the Scottish kings of the twelfth century led to a still more striking
divergence of conduct within Scottish armies themselves.
In war against their southern neighbour, the native Scots and Galwegian
troops indulged in the time honoured methods of Celtic warfare, slaying
indiscriminately and enslaving, and giving rise to allegations of
‘atrocities’ by anguished English chroniclers.[126]
By contrast, Scottish kings like David I (1124-1153) and William the Lion
(1165-1214) with their retinues of
knights, ostentatiously adhered to the chivalric conventions of Anglo-Norman
warfare in their attempt to cut the pose of a roi-chevalier.
Significantly, however, their success in so doing was often severely compromised
in the eyes of southern observers by their real or supposed complicity in and
responsibility for the excesses of their native troops.[127]
Such a disparity in conduct was to survive well into the sixteenth century. In
1513, as the Scottish king James IV, renowned as a great renaissance patron and
flower of chivalry, led his army into battle against the English at Flodden, a
Gaelic poet could utter the following chilling exhortation to Archibald, earl of
Argyll, and his highlanders: Let
us make harsh and mighty warfare against the English…The roots from which they
Let
us conclude this overview of the changing nature of conduct towards opponents in
war where we began, in 1066, and with a final question. Would Anglo-Saxon
England have assimilated concepts of ransom and chivalric clemency without the enforced catalyst of the Norman Conquest?
Certainly there is evidence before 1066 of what we may term 'chivalric'
interchange at the highest political levels between England and northern France.
The Godwine family had close ties to Flanders, and sought refuge there in exile.[129]
Edward the Confessor, who took the throne in 1042, was half Norman and in his
youth had been brought up in the ducal household where he may well have received
knightly training.[130]
In turn, Orderic believed that
after 1052, Edward had knighted the future marcher lord Robert of Rhuddlan, who
was then serving as his squire.[131]
Had it not been for the political crisis of 1051-2, which resulted in the
Godwines revanche and the expulsion of several of Edward’s Norman
followers, it is possible that the court would have been more heavily influenced
by the martial milieu of the continent, just as the court of David I of Scotland
was to adopt Anglo-Norman chivalric
mores following that king’s accession in 1124 after an upbringing in the
English court. As it was, Harold himself received arms from Duke William during
his visit in 1064, and after Hastings was buried by his half-English,
half-Norman compater, William Malet.[132]
Yet
though important, such contacts with the ‘heartlands’ of Europe were still
far outweighed by the legacy of repeated Scandinavian incursions. How far a
continuation of the power and
political stability achieved under Edgar (954-975) would have affected
assimilation of European influences
on conduct in war is uncertain, for
instead influences from the
‘periphery’ were powerfully re-enforced by repeated raids and invasion,
which from the 990s brought the kingdom of Aethelred the unready to its knees.
Some of the attackers were still pagan, and we have already noted the
ruthless nature of the conduct
to which these wars gave rise. Hence at the very time when the Norman
duchy was turning away from its Scandinavian links and assimilating the methods
of Frankish warfare, England became
an Anglo-Scandinavian realm under the sway of Cnut (1016-1035) and his
successors, while the possibility
of renewed invasion from Denmark or Norway was to remain a serious threat well
beyond 1066. Moreover, whereas in France, chivalric conventions could develop in
warfare within and between the aristocratic military elites of the territorial
principalities, with extremes of conduct reserved for external and often pagan
opponents (as witnessed, for example, by the First Crusade), there was for the
Anglo-Saxons no such catalyst, no shift in the nature of the enemy. They had
continued to fight either Scandinavians or Celtic neighbours, whose conduct in
war had changed little since the days of Bede, with raids continuing to be
marked by massacre and enslavement. It was small wonder then that on the eve of
the Conquest, there was little to distinguish the behaviour of the Northumbrians
from their Scottish neighbours, and on the Welsh marches the picture appears
similar.[133]
Unlike
its Celtic neighbours, however, the late Anglo-Saxon kingdom had a sophisticated
monetary economy which could have facilitated the development of ransom in
warfare between the Anglo-Saxon nobility, just as it had made possible the
massive payments of geld to viking raiders. Yet how Anglo-Saxon earls and thegns
would have treated each other in open battle and as prisoners in the eleventh
century is uncertain; the known instances of open warfare between rival
aristocratic families are few, and generally restricted to the turbulent
north of England. Equally, in 1051, when the English nobility
had come to the brink of civil war, they had shown a marked reluctance to
engage in battle with their fellows, and bloodshed was avoided.
[134]
For while in France the development of ransom and of chivalric conventions may
well have been accelerated by political fragmentation and the rise of
castle-based warfare, Anglo-Saxon England had remained a powerful centralised
monarchy, whose rulers appear to have largely succeeded in suppressing localised
‘private’ warfare between nobles. The fortresses or burghs were communal,
not seigneurial defences, and while there is evidence for the existence of
fortified dwellings of Anglo-Saxon nobles, it is clear they played little
or no role in either warfare or in aristocratic rebellion.[135]
The military institutions of late Anglo-Saxon England were designed for defence
against external invaders, not for
near continual localised warfare. The factors were equally reflected in the
uncompromising treatment afforded the enemy, as the fate of Harald Hardraada’s
army at Stamford Bridge so graphically revealed. The Normans were probably
justified in their belief that little mercy would have been shown to them at
Hastings if Harold had been victorious. William
of Poitiers has Duke William say to his men before the battle that ‘if they
fought like men they would have victory, honour and wealth. If not, they would
let themselves either be slaughtered, or captured to be mocked by the most cruel
enemies’.[136] Nevertheless, essential similarities between the warrior aristocracies of late Anglo-Saxon England and Normandy meant that those of the ruling elite who survived the Conquest seem to have been integrated into the chivalric world of France without undue difficulty. While some chose exile to fight in the varangian guard of the byzantine Emperors, others fought for William the Conqueror in France, and it was with great pride that the Anglo-Saxon Chronicle recorded the death of Toki, son of Wigod of Wallingford, a major Anglo-Saxon landowner, slain at William the Conqueror’s side at Gerberoi in 1079.[137] But nowhere is this fusion - and of the radical transformation in the conduct of war - more marked than in the career of Edgar Aetheling, last of the royal line of Wessex. Edgar distinguished himself on the First Crusade and, as a close companion of Duke Robert Curthose, fought along side him at Tinchebrai in 1106.[138] He survived to tell of this defeat and to fight another day. Had he been fighting such a battle in the Anglo-Scandinavian world into which he was born, he may well not have lived to do so. This
paper is intended as an overview, developing the arguments first set out in
my paper, Slaughter, Slavery or
Ransom: the Impact of the Conquest on Conduct in Warfare, in: CAROLA HICKS
(Hg.), England in the Eleventh Century (= Harlaxton Medieval Studies, II),
Stamford 1992, 41-60. I would like to thank Professor Kortum for his
generous invitation to contribute to the seminar series Krieg im Mittlealter,
and to this volume. [1]
The Chronicle of John of Worcester, ed.
REGINALD R. DARLINGTON/
PATRICK McGURK, 3 Bde, Oxford
1995/1998, 1066; The Anglo-Saxon Chronicle (ASC), ed. BENJAMIN THORPE, 2 Bde (= Rolls Series) London 1861, and translated up to 1042 in English Historical Documents, I,
c. 500-1042, ed. DOROTHY WHITELOCK, 2nd edn., London 1979, and
from 1042-1154 in English Historical Documents, II, 1042-1189, ed. DAVID C.
DOUGLAS/ GEORGE W. GREENAWAY, 2nd
edn, London 1981, 1066. All
subsequent references to the ASC are to these translations. For a recent
study of the battle of Stamford
Bridge see KELLY DeVRIES, The Norwegian Invasion of England in 1066,
Woodbridge 1999. [2]
The Ecclesiastical History of Orderic Vitalis (Orderic), ed. MAJORIE
CHIBNALL , 6 Bde, Oxford 1968-80, VI, 240-1; ASC, 1119, ‘there the king of
France was routed and all his best men captured’. [3]
Orderic, ed. M. CHIBNALL, VI, 240-1. [4]
See MATTHEW STRICKLAND,
War and Chivalry. The Conduct and Perception of War in England and Normandy,
1066-1217, Cambridge, 1996, 12-16; and for Orderic’s life and background,
MARJORIE CHIBNALL, The World of Orderic Vitalis, London 1984. [5]
M. STRICKLAND, War and Chivalry, 159-82. [6]
ROBERT BARTLETT, The Making
of Europe: Conquest, Colonization and Cultural Change, 950-1350, London
1993, repr. 1994, ch. 3, ‘Military Technology and Political Power’,
60-84. [7]
For qualifications of Bartlett’s thesis in relation to Wales see
FREDERICK C. SUPPE, Military Institutions on the Welsh Marches:
Shropshire , A.D. 1066-1300, Woodbridge 1994, 1-33, 143-9. [8]
MATTHEW STRICKLAND, Military Technology and Conquest: The Anomaly of
Anglo-Saxon England, Anglo-Norman Studies, XIX 1996, 353-82. [9]
M. STRICKLAND, War and
Chivalry, 23-4. [10]
JOHANN HUIZINGA, The Waning of the Middle Ages, London, 1927,
reprinted 1985, 77; MALCOM VALE, War and Chivalry. Warfare and Aristocratic
Culture in England, France and Burgundy at the End of the Middle Ages,
London 1981, 1. [11]
Bede’s Ecclesiastical History of the English People, ed. BERTRAM
COLGRAVE/ ROGER A. B. MYNORS, Oxford 1969, 400-405; JOHN
M. WALLACE-HADRILL, Bede’s Ecclesiastical History of the English
People: A Commentary, Oxford 1988, xxv-xxvi, 161-162. [12]
Beowulf, ed. MICHAEL SWANTON, Manchester 1978, 100-1. See also
JOHN M. WALLACE -HADRILL, The Bloodfeud of the Franks, in: idem., The
Long Haired Kings and other Studies in Frankish History, London 1962; and
for a valuable survey and bibliography, GUY HALSALL, Violence and Society in
the Early Medieval West: An Introductory Survey, in: GUY HALSALL (Hg.),
Violence and Society in the Early Medieval West, Woodbridge 1998, 1-45. [13]
On wergild, see DOROTHY WHITELOCK, The Beginnings of English
Society, London 1959, 38ff. [14]
Bede’s Ecclesiastical History, ed. B. COLGRAVE/R. MYNORS, 40-401. [15]
PAUL FOURACRE, Attitudes towards Violence in Seventh- and
Eight-Century Francia , in GUY
HALSALL (Hg) , Violence and Society in the Early Medieval West, Woodbridge
1998, ; and cf GUY
HALSALL, Violence and Society in the Early Medieval West: An Introductory
Survey, ibid, 1-45. [16]
Bede’s Ecclesiastical History, ed. B. COLGRAVE/R. MYNORS, 290-291.
According to Bede, Oswiu had tried to buy off the attack of the Mercian king
with ‘an incaculable quantity of regalia and presents as the price of
peace’, but that Penda had refused (ibid., 288-291). [17]
Bede’s Ecclesiastical History, ed. B. COLGRAVE/R. MYNORS, 240-243,
250-253, 382-383. [18]
Bede’s Ecclesiastical History, ed. B. COLGRAVE/R. MYNORS, 428-429,
where Bede also notes that during the ensuing collapse of Anglian power in
the region, many English were either slain or enslaved by the Picts.
Ecgfrith had treated the Picts with equal ruthlessness following a major
victory over them 671 x 673 (The Life of Bishop Eddius Stephanus, ed.
BERTRAM COLGRAVE, Cambridge 1927, 42-43). After Nectansmere, Adomnan, abbot
of Iona, visited Ecgfrith’s successor Aldfrith to obtain the release of
sixty prisoners taken during the Northumbrians’ raid on Ireland in 684,
who had probably been held as hostages to prevent Irish support for
Ecgfrith’s rival Aldfrith, who had been in exile at Iona (ALAN ORR
ANDERSON, Scottish Annals from English Chroniclers,
London, 1908, reprinted 1991), 45 n.4, 42 n.6. [19]
The Aberlemo Stone is reproduced in ANNA RITCHIE, Picts, Edinburgh
1989, 22-25; and discussed by CHARLES THOMAS, The Pictish Class 1 Symbol
Stones, in: J. G. P. FRIEL/W.G. WATSON (Hg.), Pictish Studies: Settlement,
Burial and Art in Dark Age Northern Britain, Oxford 1984, 169-187. For
depictions of the slain in Anglo-Saxon art see JENNIE HOOPER, The “Rows of
the Battle-Swan”: The Aftermath of Battle in Anglo-Saxon Art,
in: MATTHEW STRICKLAND (Hg.), Armies,
Chivalry and Warfare in Medieval Britain and France (= Harlaxton Medieval
Studies VII), Stamford 1998, 82-99. [20]
The Sueno stone is illustrated in ANNA RITCHIE, The Picts, Edinburgh
1989, 63; M. STRICKLAND, War and Chivalry,
308; and its historical context discussed by ARCHIBALD A. M. DUNCAN,
The Kingdom of the Scots, in:
The Making of Britain: The Dark Ages, London 1984, 139-40. Compare
Annala Uladh: Annals of Ulster, otherwise Annala Senait, Annals of
Senait, a Chronicle of Irish Affairs from A.D. 431-1540 (Annals of Ulster),
ed. WILLIAM. M. HENNESSEY/ BARTHOLEMEW MacCARTHY, 4 Bde, Dublin, 1887-190,
I, 418, which records how during an attack on Kells by Fland, son of
Maelsechlaind, against his own son Duncan, ‘many others were beheaded
around the oratory’. [21]
Simeon of Durham: Symeonis monachi opera omnia, ed. THOMAS ARNOLD, 2
Bde (=Rolls Series), London 1882/1885, I, 215-216, 90-91. [22]
Annals of Ulster, ed. W. HENNESSY/ B. MacCARTHY, I, 482-3, where it
was noted that those enslaved were principally ‘soft, youthful, bright,
matchless girls’ and ‘blooming, silk-clad young women’. The same harsh
pragmatism of ‘measuring captives by the sword’ was visible in the
campaigns of the Ottonians against their pagan neighbours; ‘All those who
had reached a certain age were condemned to death; those who had reached
puberty were kept as booty’ (Widukindi monachi Corbeiensis Rerum Gestarum
Saxonicarum libri III, ed. PAUL HIRSCH, Hannover 1935,
190. For the Celtic slave trade see E. I. Bromberg, ‘Wales and the
Medieval Slave Trade’, Speculum, 17 1942, 263-269; P. Holm, ‘The Slave
Trade of Dublin: Ninth-Twelfth Centuries’, Peritia 5, 1986 317-45. [23]
The Battle of Maldon, ed. DONALD SCRAGG, Manchester 1981, ll.
31-34; English Historical Documents, I,
ed. D. WHITELOCK, 320. [24]
M. A. S. BLACKBURN, Aethelred’s Coinage and the Payment of Tribute,
in DONALD SCRAGG (Hg), The Battle of Maldon AD 991, Oxford 1991, 156-69; cf
DAVID METCALF, Large Danegelds in Relation to War and Kingship. Their
Implications for Monetary History, and Some Numismatic Evidence, in: SONYA
C. HAWKES (Hg), Weapons and
Warfare in Anglo-Saxon England, Oxford 1989, 179-89. [25]
ASC, 914; ALFRED P.
SMYTH, Scandinavian York and Dublin, 2 Bde, Dublin 1975/1979, II, 91. [26]
A. SMYTH, Scandinavian York and Dublin, II, 21, 22, 90. [27]
ASC, 1012. [28]
Annales de St Bertin, ed. FELIX GRAT/ JEANNE VIELLARD/SUZANNE CLÉMENCET,
Paris 1964, 77. [29] Fragmentum chronici Fontanellensis, ed. GEORGE PERTZ, MGH SS, II, Hanover 1829, 301; Reginonis abbatis Prumensis chronicon, ed. FREIDRICH KURZE, MGH SRG (in us.schol.), Hanover 1890, 117. [30]
MGH Cap., I, 494. [31] Annales de St Bertin, ed. F. GRAT/J. VIELLARD/S. CLÉMENCET, 126. [32]
Though the ransoming of Abbot Maieul of Cluny in 972 was a notorious
incident, Saracen brigands had long been involved in the seizure of captives
from the Mediterranean litoral for ransom. Thus, for example, as early as
807, Charlemagne succeeded in liberating some of a group of sixty monks from
the island of Pantelleria who had been seized by Moorish raiders and sold
in Spain. Annales regni Francorum 741-829, ed. FRIEDRICH KURZE, MGH
SRG (in us. schol.), Hanover 1895, 124. [33]
The operation of ransom within the Carolingian lands before the
viking incursions is a subject beyond the scope of this paper, though we may
note that the paganism of many of the Franks’ external opponents, such as
Slavs, Avars and Saxons may well have increased the severity
with which such enemies were treated in defeat;
it is hard to believe, for example, Charlemagne would have executed
4,500 Saxons at Verden in 788 had they not been heathen. For examples of
both enslavement and ransom from the early Frankish period see
PHILIPPE CONTAMINE, La Guerre au moyen Age, Paris 1980, tr. MICHAEL JONES,
War in the Middle Ages, Oxford 1984, 261-2, including the interesting case
of the Franks under Childepert
in 590, who allowed the inhabitants of Verruca in Italy to ransom themselves
for varying sums. This instance, however, appears to have been far from
typical among the early Franks, and it is significant that the ransoming
took place at the intercession of two
local bishops, who may well have been influenced by later Roman laws of war.
The incident is cited by Paul the Deacon, Historia Langobadorum, ed. L.
BETHMANN/G. WAITZ, MGH SRL,
Hanover 1878, III: 31, and discussed by THOMAS HODGKIN, Italy and Her
Invaders, 8 Bde, Oxford 1880-1899, VI, 32 n.4. [34]
PIERRE BONNASSIE, The Survival and Extinction of the Slave System in
the Early Medieval West (Fourth to Eleventh Centuries), in: PIERRE BONASSIE,
From Slavery to Feudalism in South Western Europe, Cambridge 1991,
1-59; Patrologia Latina, CXIX, 978-1016;
P. CONTAMINE, War in the Middle Ages, 266. [35]
Annales Fuldenses, ed. FREIDRICH KURZE, MGH SRG (in us. schol.) VII,
Hanover 1891, 32; Annales de St
Bertin, ed. F. GRAT/J. VIELLARD/S. CLÉMENCET, 126; Nithard: Histoire des
fils de Louis le Pieux, ed. PHILIPPE LAUER (= Les Classiques de l’histoire
de France au moyen age), Paris 1926, III:1. On the battle see FERDINAND LOT/
LOUIS HALPHEN, Le règne de
Charles le Chauve, Paris 1909, 31-6. [36]
JANET NELSON, Violence in the Carolingian
World and the Ritualization of Ninth-Century Warfare, in: G. HALSALL (Hg),
Violence and Society in the Early Medieval West, 98-102; JANET NELSON, The Quest for Peace in a Time of War:
the Carolingian Bruderkrieg, 840-843, in: J. FRIED (Hg), Trager und
Instrumentarien des Friedens im Hohen und Spaten Mittelalter (= Vortrage und
Forschungen 43), Sigmaringen 1996, 87-114.
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